Securities and Exchange Commission (SEC) Directory

Securities and Exchange Commission (SEC) is an agency under the Office of the President of the Philippines responsible for securities laws and regulating the securities industry. Its major functions included supervision over all registered business entities in the country, including suspensions and revocations of their registrations; policymaking with regard to the market in securities; control over and approval of security registration statements; power to investigate violations of securities laws and to impose sanctions for such violations; and power to issue subpoenas, punish for contempt, and issue cease and desist orders in furtherance of its law enforcement mission
 Securities and Exchange Commission (SEC) Directory

Address: SEC Building, EDSA, Greenhills, Mandaluyong City, Metro Manila
Tel. No.: (632) 584-0923
Fax: (632) 584-5293
Hotline: 584-1119

OFFICE OF THE CHAIRPERSON
Hon. Teresita J. Herbosa 
Tel. No.: 584-5343 584-5767
Fax: 584-5498
Email: tjherbosa@sec.gov.ph

OFFICE OF THE COMMISSIONER
Hon. Ma. Juanita E. Cueto
Tel. No.: 584-6896 / 584-8320
Fax: 584-6434
Email: mjecueto@sec.gov.ph

Hon. Antonieta F. Ibe
Tel. No.: 584-5008 / 584-6857
Fax: 584-5539
Email: afibe@sec.gov.ph

Hon. Manuel Huberto B. Gaite
Tel. No.: 584-8142 / 584-6769 / 584-6758
Fax: 584-6159
Email: mbgaite@sec.gov.ph

Hon. Eladio M. Jala
Tel. No.: 584-6857
Fax: 584-5358
Email: ejala@sec.gov.ph
  
OFICE OF THE GENERAL COUNSEL
Atty. Camilo S. Correa
Tel. No.: 584-5348 / 584-5418 / 584-8260
Fax: 584-8459
  
OFFICE OF THE GENERAL ACCOUNTANT
Gen. Accountant Atty. Ma. Gracia F. Casals-Diaz
Tel. No.: 584-9763
Fax: 584-6120
  
OFFICE OF THE COMMISSION SECRETARY
Com. Sec. C. A. Gerard Lukban
Tel. No.: 584-8141 584-5478
Fax: 584-6367


MARKETS AND SECURITIES REGULATION DEPARTMENT
Director Vicente Graciano P. Felizmenio, Jr.
Tel. No.: 584-5703
Fax: 584-5593

Investment Products and Services Division
Assistant Director Armando A. Pan Jr.
Email: armandopanjr@sec.gov.ph
Division Head Emma A. Valencia
Email: eavalencia@sec.gov.ph
Tel. No.: 584-2016

Securities Registration Division
584-7164
Assistant Director Jocelyn C. Villar-Altamira
Division Head Kenneth Joy A. Quimio
Email: kajquimio@sec.gov.ph
Tel No.: 584-7164

Securities Intermediaries Division
Division Head Maria Cristina S. Bayhon-Garcia
Tel No.: 584-8178
Email: mcsbgarcia@sec.gov.ph
  
CORPORATE GOVERNANCE & FINANCE DEPARTMENT
Office of the Director
Acting Director Justina F. Callangan
Tel No.: 584-6103
Fax: 584-5990


Corporate Governance Division
Division Head Ma. Lourdes SP. Cabasug
Tel No.: 584-7264
Email: lspcabasug@sec.gov.ph

Collective Investment Products Division
Division Head Emmanuel Y. Artiza
Tel No.: 584-5950

Equities and Bonds Division
Tel No.: 584-6080 / 584-8508
  
ECONOMIC RESEARCH AND TRAINING DEPARTMENT
Director Virgilio V. Salentes
Tel No.: 584-6220
Fax: 584-5526

Corporate Planning Division
Division Head Rose Ann S. Espiritu
Tel No.: 584-5324 / 584-9927

Research Statistics Division
Assistant Director Violeta V. Infante
584-5717
Email: vvinfante@sec.gov.ph

Monitoring and Audit Division
Division Head Leonora S. Tandoc
Tel No.: 584-5476 / 584-9927
  
COMPANY REGISTRATION AND MONITORING DEPARTMENT
Office of the Director
Acting Director Ferdinand B. Sales
Tel No.: 584-5811
Fax: 584-5319

Corporate and Partnership Registration Division
Acting Director Ferdinand B. Sales
Tel No.: 584-9225 584-0763
Fax: 584-2202

Green Lane Unit
Division Head Victor C. Estrada
Tel No.: 584-2887
Email: vcestrada@sec.gov.ph

Licensing Unit
Division Head Thelma V. Alcoriza
Email: tvalcoriza@sec.gov.ph

Financial Analysis and Audit Division
Division Head Yolanda L. Tapales
Tel No.: 584-8520 / 584-5922
Fax: 584-2106

Corporate Filings and Records Division
Assistant Director Gerardo F. Del Rosario
Tel No.: 584-8738 584-8803
Fax: 584-7895

Compliance Monitoring Division
Tel No.: 584-2887

ENFORCEMENT AND INVESTOR PROTECTION DEPARTMENT
Director Jose P. Aquino
Tel No.: 584-6337
Fax: 584-8709

Market Surveillance Division
Assistant Director Oliver Leonardo
Tel No.: 584-7187
Email: ooleonardo@sec.gov.ph

Investigations and Prosecution Division
Division Head Atty. Lalaine P. Monserate
Tel No.: 584-7652
Email: lpmonserate@sec.gov.ph

Special Projects Division
Division Head Rosalina T. Tesorio
Tel No.: 584-6047
Email: rttesorio@sec.gov.ph
  
HUMAN RESOURCE AND ADMINISTRATIVE DEPARTMENT
Director Marilyn Peneyra-Lim
Tel No.: 584-6165
Fax: 584-5293

Procurement Division
Assistant Director Atty. Sonia E. Diamante
Tel No.: 584-6654
Email: sediamante@sec.gov.ph

Investor Information and Publication Division
Assistant Director Nolivienne C. Ermitano
Email: ncermitano@sec.gov.ph

Library
Tel No.: 584-5994

Personnel Division
Assistant Director Ronald D. Mabazza
Email: rdmabazza@sec.gov.ph
Division Head Jernel R. Macatangay
Email: jrmacatangay@sec.gov.ph
Tel No.: 584-6072 / 584-5714

General Services Division
Assistant Director Ferdinand A. Jugo
Division Head Pedro Alfonso DC. Regulto
Email: adcregulto@sec.gov.ph
Tel No.: 584-5826 / 584-5330
  
INFORMATION AND COMMUNICATIONS TECHNOLOGY DEPARTMENT
Office of the Director
Officer in Charge Lilia O. Pinzon
Tel No.: 584-7236
Fax: 584-6894

Information Systems Development & Management Division
Assistant Director Lilia O. Pinzon
Email: lopinzon@sec.gov.p
Division Head Grace Martha T. Amberong
Email: gmtamberong@sec.gov.ph
Tel No.: 584-7204 / 584-7236
Fax: 584-6894

Central Receiving and Records Division (Ground floor
Assistant Director Isma C. Gonzales
Email: icgonzales@sec.gov.ph
Division Head Leodegaria E. Canlapan
Email: lecanlapan@sec.gov.ph
Tel No.: 584-6543

Public Reference Unit (Basement)
Asst. Dir. Isma C. Gonzales
Tel No.: 584-5285
  
FINANCIAL MANAGEMENT DEPARTMENT
Director Adelaida C. Navarro-Banaria
Tel No.: 584-658
Fax: 584-7257

Budget and Fiscal Division
Division Head Thoureth I. Dela Cruz
Tel No.: 584-5517

Accounting Division
Division Head  Renato A. Santos
Tel No.: 584-6101

Treasury Division
Division Head Daisy B. Pabuaya
Tel No.: 584-5548


EXTENSION OFFICES

BAGUIO CITY
Baguio Convention Center, Government Center, Baguio City
Director Annie G. Tesoro
Tel No.: (074) 442-8171 / 442-8170
Fax: 442-8756

LEGASPI CITY
SEC Bldg., 2nd Floor, Chiniel (Avon) Bldg., Rizal St. Albay District, Legaspi City
Director Marylou Duka-Castillo
Tel No.: (052) 480-8272

ILOILO CITY
SEC Bldg., Gen. Hughes St., Iloilo City
Acting Director Lindeza R. Rogero-Gavino
Tel No.: (033) 337-9984 / 335-0025
Fax: 337-2557

CEBU CITY
SEC Bldg., V. Rama Ave., Guadalupe, Cebu City
Tel No.: (032) 253-5337 / 253-6987
Fax: 255-2874

DAVAO CITY
SEC Bldg., Corner Luisa Drive and University Ave., Juna Subd., Matina, Davao City
Director Javey Paul D. Francisco
Tel No.: (082) 298-2170 / 298-1893
Fax: 298-0012 / 253-7221 

CAGAYAN DE ORO CITY
SEC Bldg., Corner 14th and Tomasaco Del Lara Sts., Cagayan de Oro City
Director Renato V. Egypto
Tel No.: (088) 857-4325 / 857-7225
Fax: 726-948

ZAMBOANGA CITY
SEC Bldg., San Jose, Panigayan St. Zamboanga City
Director Jesus Salvador A. Uro
Tel No.: (062) 991-7163 / 993-1437
Fax: 991-2689
Email: jsauro@sec.gov.ph

TARLAC CITY
2F Legislative Bldg., Tarlac City
Acting Director Richard R. Laus
Tel No.: 491-0140 / 491-0142
Email: rrlaus@sec.gov.ph

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